TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached: ii | Novae Group PLC |
2. Reason for the notification (please tick the appropriate box or boxes): | |
An acquisition or disposal of voting rights | YES |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify): | |
3. Full name of person(s) subject to the
notification obligation: iii | Aberforth Partners LLP |
4. Full name of shareholder(s)
(if different from 3.): iv |
Shareholder Shares 1. Aberforth Smaller Companies Trust plc 1,943,313 2. Aberforth UK Small Companies Fund 259,537 3. Aberforth Geared Income Trust plc 971,509 All shares are registered in the name of Nortrust Nominees Ltd A/c Aberfrth |
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 28/04/2016 |
6. Date on which issuer notified: | 29/04/2016 |
7. Threshold(s) that is/are crossed or
reached: vi, vii | 5% |
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of
shares if possible using the ISIN CODE |
Situation previous
to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
Number
of Shares |
Number
of Voting Rights |
Number
of shares |
Number of voting
rights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary GB00B40SF849 | 3,348,862 | 3,348,862 | 3,174,359 | n/a | 3,174,359 | n/a | 4.93 | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial
instrument |
Expiration
date xiii |
Exercise/
Conversion Period xiv |
Number of voting
rights that may be acquired if the instrument is exercised/ converted. |
% of voting
rights | ||||||||||||
N/A | N/A | N/A | N/A | N/A | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial
instrument | Exercise price | Expiration date xvii |
Exercise/
Conversion period xviii |
Number of voting rights instrument refers to
|
% of voting rights
xix,
| |||||||||||
N/A | N/A | N/A | N/A | N/A | Nominal | % | ||||||||||
N/A | N/A | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
3,174,359 | 4.93 |
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi | ||
Held by Aberforth Partners LLP | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease
to hold: | N/A | |
12. Date on which proxy holder will cease to hold
voting rights: | N/A | |
13. Additional information: | ||
14. Contact name: | Alex Moon | |
15. Contact telephone number: | 020 7050 9000 |