| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
|
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached: ii | Intermediate Capital Group plc | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | Y | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
|
3. Full name of person(s) subject to the
notification obligation: iii | Aviva plc & its subsidiaries | ||||
|
4. Full name of shareholder(s)
(if different from 3.): iv |
Registered Holder:
BNY Norwich Union Nominees Limited 373,561* Chase (GA Group) Nominees Limited 7,654,820 * Chase Nominees Limited 11,970 * State Street Nominees Limited 8,346,997* *denotes direct interest Chase Nominees Limited 1,400,927 Vidacos Nominees Limited 6,285,560 | ||||
|
5. Date of the transaction and date on
which the threshold is crossed or reached: v | 15 April 2016 | ||||
| 6. Date on which issuer notified: | 19 April 2016 | ||||
|
7. Threshold(s) that is/are crossed or
reached: vi, vii | 4% to 5% Change at Direct Interest Level | ||||
| 8. Notified details: | |||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||
|
Class/type of
shares if possible using the ISIN CODE |
Situation previous
to the triggering transaction | Resulting situation after the triggering transaction | |||||||||
|
Number
of Shares |
Number
of Voting Rights |
Number
of shares |
Number of voting
rights | % of voting rights x | |||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
|
Ordinary Shares
GB00BYY5B507 | 20,731,625 | 20,731,625 | 24,073,835 | 16,387,348 | 7,686,487 | 5.03% | 2.35% | ||||
|
| |||||||||||
| B: Qualifying Financial Instruments | |||||||||||
| Resulting situation after the triggering transaction | |||||||||||
|
Type of financial
instrument |
Expiration
date xiii |
Exercise/
Conversion Period xiv |
Number of voting
rights that may be acquired if the instrument is exercised/ converted. |
% of voting
rights | |||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
| Resulting situation after the triggering transaction | ||||||
|
Type of financial
instrument | Exercise price | Expiration date xvii |
Exercise/
Conversion period xviii |
Number of voting rights instrument refers to
|
% of voting rights
xix, xx
| |
| Nominal | Delta | |||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 24,073,835 | 7.38% |
|
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi | |
|
The voting rights are managed and controlled by
Aviva Investors Global Services Limited
, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
| |
| Proxy Voting: | |
| 10. Name of the proxy holder: | See Section 4 |
|
11. Number of voting rights proxy holder will cease
to hold: | |
|
12. Date on which proxy holder will cease to hold
voting rights: | |
|
13. Additional information: |
Figures are based on a total number of voting rights of 326,110,239 as per the Company's 'Total Voting Rights' Announcement of 11 March 2016. |
| 14. Contact name: | Neil Whittaker, Aviva plc |
| 15. Contact telephone number: | 01603 684420 |