| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
|
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached: ii | Livanova PLC | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | x | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
|
3. Full name of person(s) subject to the
notification obligation: iii | FMR LLC | ||||
|
4. Full name of shareholder(s)
(if different from 3.): iv | See Section 9 | ||||
|
5. Date of the transaction and date on
which the threshold is crossed or reached: v | 16 December 2015 | ||||
| 6. Date on which issuer notified: | 27 April 2016 | ||||
|
7. Threshold(s) that is/are crossed or
reached: vi, vii | 5% | ||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
|
Class/type of
shares if possible using the ISIN CODE |
Situation previous
to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
|
Number
of Shares |
Number
of Voting Rights |
Number
of shares |
Number of voting
rights | % of voting rights x | ||||||||||||
| Indirect | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
|
GB00BYMT0J19 | n/a | n/a | 2,472,640 | 2,472,640 | 5.06% | |||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
|
Type of financial
instrument |
Expiration
date xiii |
Exercise/
Conversion Period xiv |
Number of voting
rights that may be acquired if the instrument is exercised/ converted. |
% of voting
rights | ||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
|
Type of financial
instrument | Exercise price | Expiration date xvii |
Exercise/
Conversion period xviii |
Number of voting rights instrument refers to
|
% of voting rights
xix, xx
| |||||||||||
|
| Nominal | Delta | ||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 2,472,640 | 5.06% | |||||||||||||||
|
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi
| |
| Controlled Undertaking | Percentage Holding |
| FMR CO., INC | 5.06 |
| STRATEGIC ADVISERS, INC. | 0.00 |
| Grand Total | 5.06 |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will acquire/ cease to hold: | |
| 12. Date on which proxy holder will acquire/ cease to hold voting rights: | |
| 13. Additional information: | |
| 14. Contact name: | Sally-Ann Hatton |
| 15. Contact telephone number: |
fil-regreporting@fil.com , 01737 837148 |
| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
|
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached: ii | Livanova PLC | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | x | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
|
3. Full name of person(s) subject to the
notification obligation: iii | FMR LLC | ||||
|
4. Full name of shareholder(s)
(if different from 3.): iv | See Section 9 | ||||
|
5. Date of the transaction and date on
which the threshold is crossed or reached: v | 25 February 2016 | ||||
| 6. Date on which issuer notified: | 27 April 2016 | ||||
|
7. Threshold(s) that is/are crossed or
reached: vi, vii | 5% | ||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
|
Class/type of
shares if possible using the ISIN CODE |
Situation previous
to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
|
Number
of Shares |
Number
of Voting Rights |
Number
of shares |
Number of voting
rights | % of voting rights x | ||||||||||||
| Indirect | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
|
GB00BYMT0J19 | 2,470,523 | 2,470,523 | 2,347,923 | 2,347,923 | 4.80% | |||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
|
Type of financial
instrument |
Expiration
date xiii |
Exercise/
Conversion Period xiv |
Number of voting
rights that may be acquired if the instrument is exercised/ converted. |
% of voting
rights | ||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
|
Type of financial
instrument | Exercise price | Expiration date xvii |
Exercise/
Conversion period xviii |
Number of voting rights instrument refers to
|
% of voting rights
xix, xx
| |||||||||||
|
| Nominal | Delta | ||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 2,347,923 | 4.80% | |||||||||||||||
|
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi
| |
| Controlled Undertaking | Percentage Holding |
| FMR CO., INC | 4.80 |
| STRATEGIC ADVISERS, INC. | 0.00 |
| Grand Total | 4.80 |
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will acquire/ cease to hold: | ||
| 12. Date on which proxy holder will acquire/ cease to hold voting rights: | ||
| 13. Additional information: | ||
| 14. Contact name: | Sally-Ann Hatton | |
| 15. Contact telephone number: |
fil-regreporting@fil.com , 01737 837148 | |